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  • UK FINANCIAL REGULATION
    UK FINANCIAL REGULATION

    UK FINANCIAL REGULATION

    By: Ma Sha
    All definitions, OTHER DIRECT INVESTMENTS, COLLECTIVE INVESTMENTS
    18
    Decks
    288
    Flashcards
    120
    Learners
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Matthew MacKinnon
    The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation
    7
    Decks
    475
    Flashcards
    102
    Learners
  • CISI UK Financial Regulations
    CISI UK Financial Regulations

    CISI UK Financial Regulations

    By: Bethan Parfitt
    1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and Regulation
    6
    Decks
    797
    Flashcards
    143
    Learners
  • CeMAP 1: UK Financial Regulation (UKFR)
    CeMAP 1: UK Financial Regulation (UKFR)

    CeMAP 1: UK Financial Regulation (UKFR)

    By: Steven Byne
    A new consumer duty, Topic 1: Introducing the financial services industry, Topic 2: Economic policy and financial regulation
    26
    Decks
    652
    Flashcards
    13
    Learners
  • IOC - UK Financial Regulation
    IOC - UK Financial Regulation

    IOC - UK Financial Regulation

    By: Radleigh Foster
    IOC - Regulatory Environment, IOC - FSMA 2000 FSA 2012, IOC - Legislation And Regulation
    5
    Decks
    78
    Flashcards
    63
    Learners
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Jennie Acharjee
    FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012
    5
    Decks
    49
    Flashcards
    9
    Learners
  • UK Financial Regulation Unit 1
    UK Financial Regulation Unit 1

    UK Financial Regulation Unit 1

    By: Carmel Juanillo
    Topic 1, Topic 2, Topic 3
    16
    Decks
    58
    Flashcards
    13
    Learners
  • UK Financial Regulations
    UK Financial Regulations

    UK Financial Regulations

    By: Andrea Ruiz
    COBS/CASS
    1
    Decks
    175
    Flashcards
    3
    Learners
  • Financial Services Diploma UK Regulation and Ethics
    Financial Services Diploma UK Regulation and Ethics

    Financial Services Diploma UK Regulation and Ethics

    By: Harry Holt
    FCRE Structure of Fin Mkts
    1
    Decks
    139
    Flashcards
    11
    Learners
  • CISI UK Financial Regulation 2023/24
    CISI UK Financial Regulation 2023/24

    CISI UK Financial Regulation 2023/24

    By: Georgia Boddy
    1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation
    6
    Decks
    192
    Flashcards
    1
    Learner
  • CISI UK Financial Regulation 2023
    CISI UK Financial Regulation 2023

    CISI UK Financial Regulation 2023

    By: Jack Eden
    Chapter 1: The Regulatory Environment, Chapter 2: • The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation
    7
    Decks
    43
    Flashcards
    1
    Learner
  • R01
    R01

    R01

    By: Ellie Atkinson
    The UK Financial Services Industry: An Overview, Serving The Retail Customer, Principles And Rules Set Out In The Regulatory Framework
    10
    Decks
    416
    Flashcards
    269
    Learners
  • R01 Jan 2020
    R01 Jan 2020

    R01 Jan 2020

    By: Jennifer Barker
    The Uk Financial Services Industry, Serving the retail customer, Laws & legal concepts relevant to financial advice
    13
    Decks
    514
    Flashcards
    36
    Learners
  • JW - CeMap 1 (2019/2020)
    JW - CeMap 1 (2019/2020)

    JW - CeMap 1 (2019/2020)

    By: J W
    Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxation
    25
    Decks
    851
    Flashcards
    242
    Learners
  • CeMAP 1 (Unit one)
    CeMAP 1 (Unit one)

    CeMAP 1 (Unit one)

    By: Grace Barritt
    Topic 1 (The Financial Services Industry), Topic 10 (Pension Products), Topic 9 (Tax Wrappers)
    16
    Decks
    635
    Flashcards
    273
    Learners
  • Ro1 Regulations And Ethics Of The Finanacial System
    Ro1 Regulations And Ethics Of The Finanacial System

    Ro1 Regulations And Ethics Of The Finanacial System

    By: Jacques Sheppard
    RO1 EEA Rules, The Context for The UK Financial Services, Consumers Needs And How To Meet Them
    14
    Decks
    1,180
    Flashcards
    1
    Learner
  • CeMap
    CeMap

    CeMap

    By: space man
    Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I
    25
    Decks
    781
    Flashcards
    532
    Learners
  • R01
    R01

    R01

    By: James Coldwell
    Chapter 1 - UK Financial Services Overview, Exam extras, Chapter 3 - Laws And Legal Concepts
    7
    Decks
    377
    Flashcards
    5
    Learners
  • Financial Markets And institutions
    Financial Markets And institutions

    Financial Markets And institutions

    By: Theo McKibbin Malins-Smith
    1.0 - Financial Markets And institutions, Key Terms And Figures, Ethics And Investment Professionalism
    14
    Decks
    777
    Flashcards
    29
    Learners
  • Cemap1 unit 1 and 2
    Cemap1 unit 1 and 2

    Cemap1 unit 1 and 2

    By: Keesha Anderson
    1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1
    25
    Decks
    334
    Flashcards
    63
    Learners
  • R01: Financial Services, Regulation and Ethics
    R01: Financial Services, Regulation and Ethics

    R01: Financial Services, Regulation and Ethics

    By: Jonathon Brand
    1. The UK Financial Services Industry: An Overview, 2. Serving the Retail Consumer, 3. Laws and Legal Concepts Relevant to Financial Advice
    9
    Decks
    629
    Flashcards
    18
    Learners
  • CII: R01 2020-21
    CII: R01 2020-21

    CII: R01 2020-21

    By: Lucie Sudworth
    1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice
    9
    Decks
    167
    Flashcards
    40
    Learners
  • CeMap 1
    CeMap 1

    CeMap 1

    By: Lucy Russell
    TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II
    25
    Decks
    531
    Flashcards
    12
    Learners
  • UKFR
    UKFR

    UKFR

    By: Kelsey Phillips
    U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I
    27
    Decks
    1,071
    Flashcards
    5
    Learners
  • CII R01 - Financial Services, Regulation & Ethics
    CII R01 - Financial Services, Regulation & Ethics

    CII R01 - Financial Services, Regulation & Ethics

    By: Karishma Hirani
    Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection
    23
    Decks
    428
    Flashcards
    21
    Learners
  • FSRE - Josh
    FSRE - Josh

    FSRE - Josh

    By: Josh Freire-Mckinnell
    Topic 1 - The role and structure of financial markets, Topic 2 - The role of the Government, Topic 3 - Meeting customers needs and priorities
    18
    Decks
    407
    Flashcards
    66
    Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Jay Ngo
    5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer
    11
    Decks
    537
    Flashcards
    1
    Learner
  • IMC Chapter 3
    IMC Chapter 3

    IMC Chapter 3

    By: Emily Havers
    MiFID/ MiFID II/ MiFIR, UCITS Directive/ AIFMD/ Additional, UK Regulation
    19
    Decks
    340
    Flashcards
    12
    Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Chelsee de Niet
    The UK financial Services Industry, Serving The Retail Customer, Laws And Legal Concepts Relevant To Financial Advice
    12
    Decks
    292
    Flashcards
    8
    Learners
  • R01 Study
    R01 Study

    R01 Study

    By: Simon Large
    Chapter One: The UK Financial Services Industry: An Overview, Chapter Two: Serving the Retail Customer, Chapter Three: Laws & Legal Concepts
    11
    Decks
    301
    Flashcards
    13
    Learners

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