Learn Uk Financial Regulations
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R01 Study
R01 Study
By: Simon Large
Chapter One: The UK Financial Services Industry: An Overview, Chapter Two: Serving the Retail Customer, Chapter Three: Laws & Legal Concepts11Decks301Flashcards13Learners -
Regulation & Compliance Chapter 1, 2 & 4
Regulation & Compliance Chapter 1, 2 & 4
By: Luke O'Mahoney
Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest Scheme14Decks240Flashcards4Learners -
R01 CS
R01 CS
By: Charlotte Scott
Protection & Insurance, Types Of Client & Business, Regulatory Advice Process15Decks219Flashcards3Learners -
UKFR
UKFR
By: Lee Stapleton
Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 125Decks288Flashcards2Learners -
R01 Karim
R01 Karim
By: Karim Mostafa
Chapter 1 Summary Points, Chapter 2: How the retail consumer is served by the financial services industry, Chapter 3: Legal concepts and considerations relevant to financial advice11Decks154Flashcards3Learners -
CII RO1 Exam Flashcards
CII RO1 Exam Flashcards
By: Nikita Phillips
Unit 1 - The UK Financial Services Industry: An Overview, Unit 2 - Serving the Retail Consumer, Unit 3 - Laws and Legal Concepts Relevant To Financial Advice4Decks99Flashcards14Learners -
Class Name
Class Name
By: R T
Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 125Decks410Flashcards8Learners -
Risk Management
Risk Management
By: O B
1.1 The global risk environment, 1.2 The importance of risk management: a stakeholder approach, 1.3 Reasons for risk management91Decks854Flashcards11Learners -
Investment Environment
Investment Environment
By: Freddie Melvin
Chapter 1 - Financial Markets and Institutions, Chapter 2 - Ethics and Investment Professionalism, Chapter 3 - The Regulation of Financial Markets and Institutions7Decks493Flashcards6Learners -
Macro
Macro
By: Ollie Brown
Measures of Economic Performance, Aggregate Demand, UK Macro Data 20245Decks117Flashcards1Learner -
R01 - Financial Services, Regulation and Ethics
R01 - Financial Services, Regulation and Ethics
By: Sam Cross
Chapter 1A - Overview, Chapter 1B - UK Financial Services Structure, Chapter 1C - The Role and Structure of International Markets10Decks367Flashcards6Learners -
LIBF - Certificate in Business Banking and Conduct
LIBF - Certificate in Business Banking and Conduct
By: James Bloor
Corporate Responsibility and Banking Regulation, The UK Business Banking Sector, Taxation16Decks90Flashcards6Learners -
CII R01 - Chapter 5
CII R01 - Chapter 5
By: Mia Savory
A. UK Regulatory Landscape, B. FCA Objectives, C. Scope And Powers5Decks22Flashcards1Learner -
CII R01
CII R01
By: Adam Bradbury
8. Client Advising Skills, 7. The Regulatory Advice Framework, 6. Principles & Rules as Set out in the Regulatory Framework10Decks60Flashcards32Learners -
BTF
BTF
By: ha ha
Chapter 2 - Managing a business, Chapter 3 - Organisational and business structures, Chapter 4 - Introduction to business strategy13Decks646Flashcards1Learner -
Chapter 3 - Regulation of financial markets and institutions
Chapter 3 - Regulation of financial markets and institutions
By: Tunji Adeniyi
3.2: UK REGULATION, 3.3: FCA: OBJECTIVES AND HIGH-LEVEL STANDARDS, 3.4: REGULATION OF INVESTMENT EXCHANGES7Decks99Flashcards1Learner -
Interpreting Financial & Accounting Information
Interpreting Financial & Accounting Information
By: O B
1.1 Regulatory framework - introduction, 1.2 The need for a regulatory framework, 1.3 Agency theory and the role of corporate governance161Decks916Flashcards29Learners -
3. Regulation of Financial Markets and Institutions
3. Regulation of Financial Markets and Institutions
By: ed stringer
International and European Union Directives, Regulation and Guidance, FCA BS: Investment Research, FCA BS - Product Governance and Disclosure Requirements14Decks199Flashcards3Learners -
Economics Paper 2
Economics Paper 2
By: Sam Herd
UK Growth, Unemployment, UK Inflation11Decks162Flashcards1Learner -
FSRE - DIPFA
FSRE - DIPFA
By: Ned Clonan
Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economy20Decks175Flashcards54Learners -
CF
CF
By: Andreas Avraam
Excluded activity, Glossary, 1.5 Exempt Persons32Decks536Flashcards2Learners -
CeMAP 1, 2 & 3
CeMAP 1, 2 & 3
By: Storm Wheatley
CeMAP 1 UKFR 20/21 - Unit 1 - Topic 1 Introduction to the Financial Service Industry, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 2 Economic Policy and Financial Regulation, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 3 UK Taxation 155Decks35Flashcards66Learners -
My CeMap 1
My CeMap 1
By: Joel Mitchell
Topic 1: Introducing the Financial Industry, Topic 2: Economic policy and financial regulation, Topic 3: UK Taxation 117Decks149Flashcards25Learners -
R01
R01
By: Jemma Trezza
Chapter 1 - The UK financial services industry: an overview, Chapter 5.1 Responsibilities and Approach to Regulation2Decks31Flashcards1Learner -
IMC Unit 1 -Chapter 3
IMC Unit 1 -Chapter 3
By: Sam Nota
Section 3.1 - International Regulation: EU Directives, Regulation and Guidance, Section 3.2 - UK regulation, Section 3.3 - FCA Objectives and Standards8Decks166Flashcards1Learner -
R01
R01
By: Jacob Graham
Chapter 1 - UK Financial Services (European & Global Context), Chapter 4 - Financial Services Regulation, Chapter 3 - Legal Concepts And Considerations4Decks79Flashcards1Learner -
Interpreting Financial & Accounting Information (CGI) 2023
Interpreting Financial & Accounting Information (CGI) 2023
By: Jirina Buckland
1.1 Regulatory framework - introduction, 1.2 The need for a regulatory framework, 1.3 Agency theory and the role of corporate governance161Decks928Flashcards3Learners -
CEMAP 1
CEMAP 1
By: A Z
CEMAP 1 TOPIC 1- Introducing the financial services industry, CEMAP 1 Topic 2- Economic policy and financial regulation, CEMAP 1 Topic 3- UK Taxation Part 110Decks114Flashcards2Learners -
IMC UNIT 1
IMC UNIT 1
By: Nina Blackie
C1 - Financial Markets & Institutions, C2 - Ethics & Investment Professionalism, C3 - Regulation of Financial Markets & Institutions7Decks105Flashcards2Learners -
IMC Unit 1
IMC Unit 1
By: Lili Brown
1 - Financial Markets and Intermediaries, 2 - Ethics and Investment Principles, 3 - Regulation of Financial Markets6Decks28Flashcards1Learner