Learn Financial Regulation
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IMC Chapter 3
IMC Chapter 3
By: Emily Havers
MiFID/ MiFID II/ MiFIR, UCITS Directive/ AIFMD/ Additional, UK Regulation ...19Decks340Flashcards17Learners -
MR CUMMISKY ECONOMICS
MR CUMMISKY ECONOMICS
By: Misia Maffei Mercalli
MACROECONOMICS, Inflation, Unemployment ...18Decks308Flashcards2Learners -
NEBOSH NGC1 Element 1: Foundations in Health and Safety
NEBOSH NGC1 Element 1: Foundations in Health and Safety
By: Adam Harries
1.1 The Scope and Nature of Occupational Health and Safety, Nobosh NGC2, Nebosh NGC2 ...8Decks120Flashcards326Learners -
MORT
MORT
By: Kelsey Phillips
U3: T1 - PROPERTY AND MORTGAGE MARKETS, U3: T2 - TYPES OF BORROWER, U3: T3 - MORTGAGE REGULATION ...30Decks1,453Flashcards3Learners -
Economics Policy Pros and Cons
Economics Policy Pros and Cons
By: James Drinkwater
Behavioural Economic Policy, Market Structures, Labour Market ...9Decks108Flashcards8Learners -
Adm. Law and Market Regulation
Adm. Law and Market Regulation
By: N.K.N. Eisha
Week 1A: Introduction to Market Regulation, Week 1B: Public and Private Interest Theories of Regulation, Week 2A Public vs. Private Regulators ...14Decks300Flashcards1Learner -
A311 Actuarial Risk Management (2020) - Contact on Linkedin for access
A311 Actuarial Risk Management (2020) - Contact on Linkedin for access
By: Andrich Viljoen
Ch 0: Introduction, Ch 1: Actuarial Advice, Ch 2: The external environment ...42Decks938Flashcards215Learners -
Financial Economics Year 3
Financial Economics Year 3
By: Louie Hayman
1. Financial System and Economic Growth, 2. Interest Rates and Their Role in Valuation, 3. Risk and Term Structure of Interest Rates ...9Decks328Flashcards1Learner -
PTCB
PTCB
By: Kevin Tishka
Brand to Generic, Prefixes, Suffixes ...16Decks477Flashcards235Learners -
Risk Management
Risk Management
By: O B
1.1 The global risk environment, 1.2 The importance of risk management: a stakeholder approach, 1.3 Reasons for risk management ...91Decks854Flashcards17Learners -
Ethics & Professional Conduct (pervasive)
Ethics & Professional Conduct (pervasive)
By: Jack Fifield
Regulatory and Legal Environment, Managing Client Relationships: The 3 Cs, Regulation of Law Firms ...6Decks205Flashcards3Learners -
Actuarial F203 - General Insurance
Actuarial F203 - General Insurance
By: Rayno Mostert
Chapter 1: The SA general insurance market, Chapter 2: Taxation and supervision, Chapter 3: Solvency Assessment and Management (SAM) ...43Decks1,378Flashcards161Learners -
CFP Prep Exam
CFP Prep Exam
By: William Graham
HIGH 5 General Principles of Financial Planning, High 5 Investment Planning 17% (29 Questions), High 5 Tax Planning ...12Decks563Flashcards4Learners -
SQE - LEGAL SYSTEM & Admin Law
SQE - LEGAL SYSTEM & Admin Law
By: Lyndsay Poulsom
Court Structure, Sources of law Primary Legislation, Sources of Law Statutory Interpretation ...15Decks540Flashcards4Learners -
Professional Conduct
Professional Conduct
By: Rhys MacCarter
Regulatory and Legal Environment, Managing Client Relationships: The 3 Cs, Regulation of Firms (SQE1 only) ...8Decks482Flashcards18Learners -
International Introduction to Investment
International Introduction to Investment
By: Jade Hahn
The Financial Services Sector, The Economic Environment, Financial Assets ...9Decks746Flashcards3Learners -
Internal Concour Prompts
Internal Concour Prompts
By: Giacomo Migliore
History, Case-law, EU Treaties ...33Decks832Flashcards8Learners -
Ethics, Professional Conduct and Client Care
Ethics, Professional Conduct and Client Care
By: Sim S
Regulators, SRA Standards and Regulations, Maintaining Trust and Acting Fairly ...20Decks332Flashcards1Learner -
UKFR
UKFR
By: Kelsey Phillips
U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I ...27Decks1,071Flashcards6Learners -
CII RO1 Exam Flashcards
CII RO1 Exam Flashcards
By: Nikita Phillips
Unit 1 - The UK Financial Services Industry: An Overview, Unit 2 - Serving the Retail Consumer, Unit 3 - Laws and Legal Concepts Relevant To Financial Advice ...4Decks99Flashcards29Learners -
Ciii - CF1
Ciii - CF1
By: R T
1. Purpose & Structure Of The UK FS Industry, 2. Main Areas of Financial Advice: The Present, 3. Areas of Financial Advice: The Future ...12Decks127Flashcards19Learners -
Financial
Financial
By: Anirudh Gaikwad
Financial Crises, Money Markets, Financial Regulation3Decks68Flashcards1Learner -
CISI introduction to securities and investments
CISI introduction to securities and investments
By: Sophie Vickers
Chapter 1 - Introduction to the financial services, Chapter 2 - The Economic environment, Chapter 3 - Equity ...12Decks449Flashcards4Learners -
ALU-101 & Anatomy
ALU-101 & Anatomy
By: Cassie Anderson
Chapter 1- Organization and General Plan of the Body, Chapter 4- Tissues and membranes, Chapter 10- The Endocrine System ...21Decks1,526Flashcards75Learners -
CIMA BA1
CIMA BA1
By: Yasmin Aval
CH17: Financial Markets and Instruments, CH18: Discounting and Investment Appraisal, CH19: Data and information ...22Decks500Flashcards54Learners -
AUD
AUD
By: Monio Mark
Audited Financial Statements, Professional Standards, Reports on Audited Financial Statements ...33Decks665Flashcards10Learners -
Group Health Finance and Valuation
Group Health Finance and Valuation
By: John Deats
Objection 1 - Reserving, Objective 2 - Appraisals, Misc Additional Cards ...7Decks277Flashcards1Learner -
IMC revision
IMC revision
By: Thomas Glover
Chapter 1 - Introduction to Financial Markets, Chapter 2 - Ethics and Professionalism, Chapter 3 - Regulation ...6Decks190Flashcards44Learners -
Theme 4
Theme 4
By: james smith
4.1.1 Globalisation, 4.1.2 Specialisation and trade, 4.1.3 Pattern of trade ...22Decks449Flashcards1Learner -
Markets and Financial Investments
Markets and Financial Investments
By: Sara Silva
Introduction to the Financial Markets, Investors, Investment Strategies and Regulation, Equilibrium in Financial Markets - Concepts and Two Views About Financial Markets ...7Decks216Flashcards1Learner