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  • Accounting fundamentals
    Accounting fundamentals

    Accounting fundamentals

    By: Toby Powell
    Introduction to Accounting, Financial statements, Regulation...
    15
    Decks
    113
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    1
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  • 3. Regulation of Financial Markets and Institutions
    3. Regulation of Financial Markets and Institutions

    3. Regulation of Financial Markets and Institutions

    By: ed stringer
    International and European Union Directives, Regulation and Guidance, FCA BS: Investment Research, FCA BS - Product Governance and Disclosure Requirements...
    14
    Decks
    199
    Flashcards
    3
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  • Bee 2 Honey 2.1-2.17
    Bee 2 Honey 2.1-2.17

    Bee 2 Honey 2.1-2.17

    By: Emma Morley
    2.1 UK Regulations for Honey, 2.2 Methods for uncapping and separating cappings, 2.3 Honey Extraction...
    17
    Decks
    152
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    5
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  • Cisi UK Regulation
    Cisi UK Regulation

    Cisi UK Regulation

    By: Philippa Carter
    The Financial Services Industry, Financial Services and consumer relationships, UK Contract and Trust Legislation...
    6
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    102
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    6
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  • M3: Law
    M3: Law

    M3: Law

    By: Maria Tam
    Building regulations, approved documents and standards, guidance and processes, Accessibility and inclusion legislation, Environmental and sustainability legislation...
    7
    Decks
    141
    Flashcards
    6
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  • UNIT 2 ICT - Mrs Sangha
    UNIT 2 ICT - Mrs Sangha

    UNIT 2 ICT - Mrs Sangha

    By: T P
    Information styles and their uses, Information classification, Quality of information...
    15
    Decks
    116
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    15
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  • UK Regulation and Professional Integrity
    UK Regulation and Professional Integrity

    UK Regulation and Professional Integrity

    By: joshua hale
    Glossary, Chapter 1 The UK Financial Services Sector, Chapter 2 UK Financial Services and Consumer Relationships...
    12
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    148
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    10
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  • FCA Paper 3: UK Financial Regulation
    FCA Paper 3: UK Financial Regulation

    FCA Paper 3: UK Financial Regulation

    By: Tom Hill
    The regulatory environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation...
    9
    Decks
    337
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    1
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  • CEMAP 1
    CEMAP 1

    CEMAP 1

    By: A Z
    CEMAP 1 TOPIC 1- Introducing the financial services industry, CEMAP 1 Topic 2- Economic policy and financial regulation, CEMAP 1 Topic 3- UK Taxation Part 1...
    10
    Decks
    114
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    6
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  • IMC Unit 1
    IMC Unit 1

    IMC Unit 1

    By: Lili Brown
    1 - Financial Markets and Intermediaries, 2 - Ethics and Investment Principles, 3 - Regulation of Financial Markets...
    6
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    191
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    2
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  • Macro
    Macro

    Macro

    By: Ollie Brown
    Measures of Economic Performance, Aggregate Demand, UK Macro Data 2024...
    5
    Decks
    117
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    1
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  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Jennie Acharjee
    FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012...
    5
    Decks
    49
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    10
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  • Financial Services Diploma UK Regulation and Ethics
    Financial Services Diploma UK Regulation and Ethics

    Financial Services Diploma UK Regulation and Ethics

    By: Harry Holt
    FCRE Structure of Fin Mkts
    1
    Decks
    139
    Flashcards
    12
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  • Chapter 3 - Regulation of financial markets and institutions
    Chapter 3 - Regulation of financial markets and institutions

    Chapter 3 - Regulation of financial markets and institutions

    By: Tunji Adeniyi
    3.2: UK REGULATION, 3.3: FCA: OBJECTIVES AND HIGH-LEVEL STANDARDS, 3.4: REGULATION OF INVESTMENT EXCHANGES...
    7
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    99
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    1
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  • Ethics and Analysing the News (First Year)
    Ethics and Analysing the News (First Year)

    Ethics and Analysing the News (First Year)

    By: Scarlett Perry
    Editors Code of Practice: IPSO, How Journalism is regulated in the UK: Print, NUJ Code of Conduct...
    12
    Decks
    158
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    1
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  • IMC IE Chapter 8
    IMC IE Chapter 8

    IMC IE Chapter 8

    By: Serena Asante
    8.1 Major UK Funds & Fund Regulation, 8.2 Objectives and constraints of UK pension funds, 8.3 Objectives and constraints of UK insurance companies
    3
    Decks
    108
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    1
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  • Z Health And Safety NDip A
    Z Health And Safety NDip A

    Z Health And Safety NDip A

    By: zara mosgrove
    The Health And Safety At Work Act 1974, 2.6 NDipA Contract Law, 2.5 NDipA COURTS...
    14
    Decks
    113
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    5
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  • ICT UNIT 2 - REVISION
    ICT UNIT 2 - REVISION

    ICT UNIT 2 - REVISION

    By: Jake Sandhu
    Information styles and their uses, Information classification, Quality of information...
    15
    Decks
    104
    Flashcards
    10
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  • IT unit 2
    IT unit 2

    IT unit 2

    By: Will Loseby
    LO3 - Data versus information, LO1 - Understand how global information is held and how it is transmitted, LO2 - Understand the styles, classification and the management of global information...
    6
    Decks
    78
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    4
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  • UK Financial Regulations
    UK Financial Regulations

    UK Financial Regulations

    By: Andrea Ruiz
    COBS/CASS
    1
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    175
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    3
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  • GFC Chapter 1: The International Regulatory Environment
    GFC Chapter 1: The International Regulatory Environment

    GFC Chapter 1: The International Regulatory Environment

    By: Keith Wijeratne
    Chapter 1 - Models of Regulation, Chapter 1 - Regulated Activites and Products, Chapter 1 - Approaches to Supervision...
    18
    Decks
    159
    Flashcards
    1
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  • Macroeconomics
    Macroeconomics

    Macroeconomics

    By: Libby Ogundere
    money finance and banks, fiscal policy/national debt chain, Psychopathology...
    32
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    199
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    1
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  • FCA 3: UK Financial Regulation
    FCA 3: UK Financial Regulation

    FCA 3: UK Financial Regulation

    By: Ebrima Jallow
    The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation...
    4
    Decks
    292
    Flashcards
    2
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  • PART1- UK REGULATIONS
    PART1- UK REGULATIONS

    PART1- UK REGULATIONS

    By: Kaashni Malik
    COBS and CASS, Ch 3. Legislation and Regulation, Mixed mock
    3
    Decks
    52
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    1
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  • Principles of Health & Safety Law
    Principles of Health & Safety Law

    Principles of Health & Safety Law

    By: Ant V
    Sources & Types of Law, UK Acts, Regulations and Orders, Structure & Function of the Courts & Related Institutions...
    6
    Decks
    78
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    2
    Learners
  • IT L3 Unit 2
    IT L3 Unit 2

    IT L3 Unit 2

    By: Ishverpal Toor
    Information styles, Information classification, Quality of information...
    11
    Decks
    63
    Flashcards
    5
    Learners
  • CISI UK Financial Regulation (2024/25)
    CISI UK Financial Regulation (2024/25)

    CISI UK Financial Regulation (2024/25)

    By: Daniel Adebayo
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chspter 3: Associated Legislation and Regulation...
    6
    Decks
    45
    Flashcards
    2
    Learners
  • R01
    R01

    R01

    By: Jacob Graham
    Chapter 1 - UK Financial Services (European & Global Context), Chapter 4 - Financial Services Regulation, Chapter 3 - Legal Concepts And Considerations...
    4
    Decks
    79
    Flashcards
    1
    Learner
  • ICT UNIT 2
    ICT UNIT 2

    ICT UNIT 2

    By: Joel Ogunsanya
    1.1 Holders of information, 1.2 Types of Information storage media, 1.3 Types of information access and storage devices...
    25
    Decks
    152
    Flashcards
    1
    Learner
  • EC libf
    EC libf

    EC libf

    By: Emile Chasteauneuf
    15 portfolio management, (14) Relationship Managers, 01) corp responsiblity and banking regulation...
    8
    Decks
    62
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    1
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