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Learn Uk Regulation

Study Uk Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • Econ
    Econ

    Econ

    By: Zain Mirza
    Theme 1: Introduction to markets and market failure, Theme 3.1 and 3.2: Business growth and objectives, Theme 3.3 : Revenue, costs and profits ...
    14
    Decks
    695
    Flashcards
    3
    Learners
  • Sustainability
    Sustainability

    Sustainability

    By: Rebecca Ford
    Regulations and Legislation, EPCs and MEES, Other Certificates and Procedures ...
    5
    Decks
    93
    Flashcards
    3
    Learners
  • Air Law
    Air Law

    Air Law

    By: Thomas Pears
    ICAO- International Civil Aviation Organisation, Aviation organisations, Aeronautical Information Service ...
    18
    Decks
    370
    Flashcards
    42
    Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Chelsee de Niet
    The UK financial Services Industry, Serving The Retail Customer, Laws And Legal Concepts Relevant To Financial Advice ...
    12
    Decks
    292
    Flashcards
    18
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  • R01
    R01

    R01

    By: James Coldwell
    Chapter 1 - UK Financial Services Overview, Exam extras, Chapter 3 - Laws And Legal Concepts ...
    7
    Decks
    377
    Flashcards
    6
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  • Regulation & Compliance Chapter 1, 2 & 4
    Regulation & Compliance Chapter 1, 2 & 4

    Regulation & Compliance Chapter 1, 2 & 4

    By: Luke O'Mahoney
    Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest Scheme ...
    14
    Decks
    240
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    5
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  • CII - R01
    CII - R01

    CII - R01

    By: Craig Robertson
    Financial industry overview, Regulation and the FCA, Legal Concepts ...
    13
    Decks
    402
    Flashcards
    3
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  • CeMap 1 (2019-2020)
    CeMap 1 (2019-2020)

    CeMap 1 (2019-2020)

    By: boo Boo
    Topic 1 - Introducing the financial services industry, Topic 2 - Economic policy and financial, Topic 3 - UK taxation Flashcards ...
    24
    Decks
    831
    Flashcards
    1
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  • R01 CS
    R01 CS

    R01 CS

    By: Charlotte Scott
    Protection & Insurance, Types Of Client & Business, Regulatory Advice Process ...
    15
    Decks
    219
    Flashcards
    3
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  • Chapter 1. Financial Markets & Institutions
    Chapter 1. Financial Markets & Institutions

    Chapter 1. Financial Markets & Institutions

    By: Vemula Shravya
    Financial Services Industry, The Main Financial Institutions, Role Of The Government ...
    30
    Decks
    217
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    3
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  • FSRE - Rowen
    FSRE - Rowen

    FSRE - Rowen

    By: R G
    The role and structure of financial markets, The role of government, Meeting customer needs and priorities ...
    11
    Decks
    210
    Flashcards
    1
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  • R01 2023
    R01 2023

    R01 2023

    By: Jay Ngo
    5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer ...
    11
    Decks
    537
    Flashcards
    4
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  • Class Name
    Class Name

    Class Name

    By: R T
    Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1 ...
    25
    Decks
    410
    Flashcards
    8
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  • Wrapped: Legal Systems
    Wrapped: Legal Systems

    Wrapped: Legal Systems

    By: Rosanna Goodall
    LS1: Introduction to Law, LS2: The English Legal System, LS3: The personnel of the English Legal System ...
    11
    Decks
    597
    Flashcards
    1
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  • IMC IE Chapter 8
    IMC IE Chapter 8

    IMC IE Chapter 8

    By: Serena Asante
    8.1 Major UK Funds & Fund Regulation, 8.2 Objectives and constraints of UK pension funds, 8.3 Objectives and constraints of UK insurance companies
    3
    Decks
    108
    Flashcards
    1
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  • CII RO1 Exam Flashcards
    CII RO1 Exam Flashcards

    CII RO1 Exam Flashcards

    By: Nikita Phillips
    Unit 1 - The UK Financial Services Industry: An Overview, Unit 2 - Serving the Retail Consumer, Unit 3 - Laws and Legal Concepts Relevant To Financial Advice ...
    4
    Decks
    99
    Flashcards
    29
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  • CII R01 - Chapter 5
    CII R01 - Chapter 5

    CII R01 - Chapter 5

    By: Mia Savory
    A. UK Regulatory Landscape, B. FCA Objectives, C. Scope And Powers ...
    5
    Decks
    22
    Flashcards
    4
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  • R01 - Financial Services, Regulation and Ethics
    R01 - Financial Services, Regulation and Ethics

    R01 - Financial Services, Regulation and Ethics

    By: Sam Cross
    Chapter 1A - Overview, Chapter 1B - UK Financial Services Structure, Chapter 1C - The Role and Structure of International Markets ...
    10
    Decks
    367
    Flashcards
    6
    Learners
  • IMC Unit 1
    IMC Unit 1

    IMC Unit 1

    By: Holly Noble
    Financial Markets and Institutions, Ethics and Investment Professionalism, The Regulation of Financial Markets Institutions ...
    6
    Decks
    318
    Flashcards
    1
    Learner
  • Renal
    Renal

    Renal

    By: Georgina Jolliffe
    Assorted electrolytes, Ureter and kidney anatoy, Pumps, ATPase ...
    26
    Decks
    706
    Flashcards
    2
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  • Cemap
    Cemap

    Cemap

    By: Meg Thomas
    topic 1 - intro to financial service industry, topic 2 - economic policy and financial regulation, topic 3 - uk taxation 1 ...
    26
    Decks
    436
    Flashcards
    1
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  • ACCA F8 Audit and Assurance
    ACCA F8 Audit and Assurance

    ACCA F8 Audit and Assurance

    By: Lorena Cazaciuc
    2. Statutory and audit regulation, The concept of audit and other assurance engagements, UK Corporate governance ...
    11
    Decks
    109
    Flashcards
    22
    Learners
  • Macro
    Macro

    Macro

    By: Ollie Brown
    Measures of Economic Performance, Aggregate Demand, UK Macro Data 2024 ...
    5
    Decks
    117
    Flashcards
    1
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  • Chapter 3 - Regulation of financial markets and institutions
    Chapter 3 - Regulation of financial markets and institutions

    Chapter 3 - Regulation of financial markets and institutions

    By: Tunji Adeniyi
    3.2: UK REGULATION, 3.3: FCA: OBJECTIVES AND HIGH-LEVEL STANDARDS, 3.4: REGULATION OF INVESTMENT EXCHANGES ...
    7
    Decks
    99
    Flashcards
    1
    Learner
  • Module 10 Essay
    Module 10 Essay

    Module 10 Essay

    By: Toby Russell
    10.1 Role of ICAO, 10.1 Role of UK CAA, 10.1 The Regulations ...
    4
    Decks
    94
    Flashcards
    1
    Learner
  • OCR ICT unit 2
    OCR ICT unit 2

    OCR ICT unit 2

    By: Marshall Blanc
    Information classification, Impacts of poor data security, Information used by organisations ...
    18
    Decks
    181
    Flashcards
    81
    Learners
  • Block 2
    Block 2

    Block 2

    By: frankiespeck@hotmail.co.uk Speck
    Nasal Cavity & Paranasal Sinuses, Introduction To Blood, Lungs & Heart, The Ear ...
    45
    Decks
    1,849
    Flashcards
    5
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  • CeMAP 1, 2 & 3
    CeMAP 1, 2 & 3

    CeMAP 1, 2 & 3

    By: Storm Wheatley
    CeMAP 1 UKFR 20/21 - Unit 1 - Topic 1 Introduction to the Financial Service Industry, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 2 Economic Policy and Financial Regulation, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 3 UK Taxation 1 ...
    55
    Decks
    35
    Flashcards
    107
    Learners
  • Corporate Finance Regulation
    Corporate Finance Regulation

    Corporate Finance Regulation

    By: Phil Moore
    1. Regulatory Infrastructure, 2. The Role of the FCA and the PRA, 3. Company Law 4. AML and CTF ...
    25
    Decks
    724
    Flashcards
    1
    Learner
  • CeMAP Unit 1
    CeMAP Unit 1

    CeMAP Unit 1

    By: JOSHUA SAVIDENT
    Topic 1 An Introduction To The Financial Services Industry, Topic 2: Economic Policy & Financial Regulation, Topic 3 UK Taxation ...
    18
    Decks
    1,186
    Flashcards
    9
    Learners

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