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Learn Uk Regulation

Study Uk Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • Ro1 Regulations And Ethics Of The Finanacial System
    Ro1 Regulations And Ethics Of The Finanacial System

    Ro1 Regulations And Ethics Of The Finanacial System

    By: Jacques Sheppard
    RO1 EEA Rules, The Context for The UK Financial Services, Consumers Needs And How To Meet Them
    14
    Decks
    1,180
    Flashcards
    1
    Learner
  • IF7 Healthcare insurance products
    IF7 Healthcare insurance products

    IF7 Healthcare insurance products

    By: Neil Park
    Chapter 1 UK Healthcare insurance market, Chapter 2 Healthcare outside the UK, Chapter 3 Core healthcare insurance products
    8
    Decks
    236
    Flashcards
    51
    Learners
  • CeMap 1
    CeMap 1

    CeMap 1

    By: Lucy Russell
    TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II
    25
    Decks
    531
    Flashcards
    12
    Learners
  • UKFR
    UKFR

    UKFR

    By: Kelsey Phillips
    U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I
    27
    Decks
    1,071
    Flashcards
    5
    Learners
  • Regulation & Compliance Chapter 1, 2 & 4
    Regulation & Compliance Chapter 1, 2 & 4

    Regulation & Compliance Chapter 1, 2 & 4

    By: Luke O'Mahoney
    Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest Scheme
    14
    Decks
    240
    Flashcards
    4
    Learners
  • IMC Chapter 3
    IMC Chapter 3

    IMC Chapter 3

    By: Emily Havers
    MiFID/ MiFID II/ MiFIR, UCITS Directive/ AIFMD/ Additional, UK Regulation
    19
    Decks
    340
    Flashcards
    12
    Learners
  • R01: Financial Services, Regulation and Ethics
    R01: Financial Services, Regulation and Ethics

    R01: Financial Services, Regulation and Ethics

    By: Jonathon Brand
    1. The UK Financial Services Industry: An Overview, 2. Serving the Retail Consumer, 3. Laws and Legal Concepts Relevant to Financial Advice
    9
    Decks
    629
    Flashcards
    18
    Learners
  • IF7
    IF7

    IF7

    By: Jenna Misty
    1A - 1C6, 1C6 +, 2 Healthcare outside the UK
    11
    Decks
    451
    Flashcards
    6
    Learners
  • CeMap Mock Revision
    CeMap Mock Revision

    CeMap Mock Revision

    By: MD Tohidul Islam
    UK Fr Unit 1, CoBs Rules 1&2, Regulating Firms
    6
    Decks
    98
    Flashcards
    26
    Learners
  • FSRE - Josh
    FSRE - Josh

    FSRE - Josh

    By: Josh Freire-Mckinnell
    Topic 1 - The role and structure of financial markets, Topic 2 - The role of the Government, Topic 3 - Meeting customers needs and priorities
    18
    Decks
    407
    Flashcards
    66
    Learners
  • IOC - UK financial reg
    IOC - UK financial reg

    IOC - UK financial reg

    By: Mark Patching
    IOC - UK Reg CH 1 - Regulatory Environment, IOC - UK Reg CH 2 - FSMA 2000 - FSA 2012, IOC - UK Reg CH 3 - Associated Legislation and Regulation
    6
    Decks
    193
    Flashcards
    12
    Learners
  • CII: R01 2020-21
    CII: R01 2020-21

    CII: R01 2020-21

    By: Lucie Sudworth
    1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice
    9
    Decks
    167
    Flashcards
    40
    Learners
  • Class Name
    Class Name

    Class Name

    By: R T
    Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1
    25
    Decks
    410
    Flashcards
    8
    Learners
  • R01
    R01

    R01

    By: James Coldwell
    Chapter 1 - UK Financial Services Overview, Exam extras, Chapter 3 - Laws And Legal Concepts
    7
    Decks
    377
    Flashcards
    5
    Learners
  • UKFR
    UKFR

    UKFR

    By: Lee Stapleton
    Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1
    25
    Decks
    288
    Flashcards
    2
    Learners
  • Banking Law and Regulation
    Banking Law and Regulation

    Banking Law and Regulation

    By: Ismail Wahba
    Module Fundamentals, A History of UK Banking Regulation, The European Banking Regulatory Architecture
    6
    Decks
    382
    Flashcards
    3
    Learners
  • Financial Markets And institutions
    Financial Markets And institutions

    Financial Markets And institutions

    By: Theo McKibbin Malins-Smith
    1.0 - Financial Markets And institutions, Key Terms And Figures, Ethics And Investment Professionalism
    14
    Decks
    777
    Flashcards
    29
    Learners
  • Air Law
    Air Law

    Air Law

    By: Thomas Pears
    ICAO- International Civil Aviation Organisation, Aviation organisations, Aeronautical Information Service
    18
    Decks
    370
    Flashcards
    41
    Learners
  • R01 Study
    R01 Study

    R01 Study

    By: Simon Large
    Chapter One: The UK Financial Services Industry: An Overview, Chapter Two: Serving the Retail Customer, Chapter Three: Laws & Legal Concepts
    11
    Decks
    301
    Flashcards
    13
    Learners
  • Sustainability
    Sustainability

    Sustainability

    By: Rebecca Ford
    Regulations and Legislation, EPCs and MEES, Other Certificates and Procedures
    5
    Decks
    93
    Flashcards
    2
    Learners
  • Risk Management
    Risk Management

    Risk Management

    By: O B
    1.1 The global risk environment, 1.2 The importance of risk management: a stakeholder approach, 1.3 Reasons for risk management
    91
    Decks
    854
    Flashcards
    11
    Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Jay Ngo
    5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer
    11
    Decks
    537
    Flashcards
    1
    Learner
  • R01 CS
    R01 CS

    R01 CS

    By: Charlotte Scott
    Protection & Insurance, Types Of Client & Business, Regulatory Advice Process
    15
    Decks
    219
    Flashcards
    3
    Learners
  • CeMAP Unit 1
    CeMAP Unit 1

    CeMAP Unit 1

    By: JOSHUA SAVIDENT
    Topic 1 An Introduction To The Financial Services Industry, Topic 2: Economic Policy & Financial Regulation, Topic 3 UK Taxation
    4
    Decks
    128
    Flashcards
    1
    Learner
  • Wrapped: Legal Systems
    Wrapped: Legal Systems

    Wrapped: Legal Systems

    By: Rosanna Goodall
    LS1: Introduction to Law, LS2: The English Legal System, LS3: The personnel of the English Legal System
    11
    Decks
    597
    Flashcards
    1
    Learner
  • R01 2023
    R01 2023

    R01 2023

    By: Chelsee de Niet
    The UK financial Services Industry, Serving The Retail Customer, Laws And Legal Concepts Relevant To Financial Advice
    12
    Decks
    292
    Flashcards
    8
    Learners
  • R01 Karim
    R01 Karim

    R01 Karim

    By: Karim Mostafa
    Chapter 1 Summary Points, Chapter 2: How the retail consumer is served by the financial services industry, Chapter 3: Legal concepts and considerations relevant to financial advice
    11
    Decks
    154
    Flashcards
    3
    Learners
  • IMC IE Chapter 8
    IMC IE Chapter 8

    IMC IE Chapter 8

    By: Serena Asante
    8.1 Major UK Funds & Fund Regulation, 8.2 Objectives and constraints of UK pension funds, 8.3 Objectives and constraints of UK insurance companies
    3
    Decks
    108
    Flashcards
    1
    Learner
  • Renal
    Renal

    Renal

    By: Georgina Jolliffe
    Assorted electrolytes, Ureter and kidney anatoy, Pumps, ATPase
    26
    Decks
    706
    Flashcards
    2
    Learners
  • R01 - Financial Services, Regulation and Ethics
    R01 - Financial Services, Regulation and Ethics

    R01 - Financial Services, Regulation and Ethics

    By: Sam Cross
    Chapter 1A - Overview, Chapter 1B - UK Financial Services Structure, Chapter 1C - The Role and Structure of International Markets
    10
    Decks
    367
    Flashcards
    6
    Learners

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